SIPC Statute and Rules

Though created by the Securities Investor Protection Act (15 U.S.C. §78aaa et seq., as amended), SIPC is neither a government agency nor a regulatory authority. It is a nonprofit, membership corporation, funded by its member securities broker-dealers.

For a PDF download of the SIPC statute, click here. (Need Adobe Acrobat? Click here for free version.)

SIPC Rules

Click on the Series Number of the rule you wish to view:
(Need Adobe Acrobat? Click here for free version.) 

• Series 100 
• Series 200 
• Series 300 
• Series 400 
• Series 500 

SIPC Bylaws

For a PDF download of the SIPC bylaws, click here. (Need Adobe Acrobat? Click here for free version.)