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Securities Investor Protection Corporation
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Assessment Forms

Assessment Form SIPC-4 in use through March 31, 2009. (Need Adobe Acrobat? Click here for free version.)

Assessment Forms SIPC-6 and SIPC-7T, to be used for the net operating revenue assessment beginning April 1, 2009.

SIPC-6 General Assessment Payment Form

SIPC-7T Transitional Assessment Reconciliation