A Legislative Proposal to Amend the Securities Investor Protection Act

November 21, 2013 Hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the House Committee on Financial Services

Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC


The Securities Investor Protection Corporation: Past, Present, and Future

March 7, 2012 Hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the House Committee on Financial Services

Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC and Sharon Y. Bowen, Acting Chairman of the Board, SIPC


Assessing the Limitations of the Securities Investor Protection Act

September 23, 2010 Hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the House Committee on Financial Services

Witnesses included Orlan M. Johnson, Chairman of the Board, SIPC


Additional Reforms to the Securities Investor Protection Act

December 9, 2009 Hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the House Committee on Financial Services

Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC


Madoff Investment Securities Fraud: Regulatory and Oversight Concerns and the Need for Reform

January 27, 2009 Hearing before the Senate Committee on Banking, Housing, and Urban Affairs

Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC


Assessing the Madoff Ponzi Scheme and the Need for Regulatory Reform

January 5, 2009 Hearing before the House Committee on Financial Services

Witnesses included Stephen P. Harbeck, President & Chief Executive Officer, SIPC